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Sunday, September 27, 2020

New SEC Chief Moves To Toughen Enforcement

Securities and Exchange Commission Chairman Mary L. Schapiro yesterday announced a pair of measures to allow the agency's enforcement staff to launch investigations into financial wrongdoing more quickly and seek penalties from companies that commit fraud.

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Securities and Exchange Commission Chairman Mary L. Schapiro yesterday announced a pair of measures to allow the agency’s enforcement staff to launch investigations into financial wrongdoing more quickly and seek penalties from companies that commit fraud.

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